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Securities And Exchange Commission

Securities And Exchange Commission news and technical articles from Oil & Gas Journal. Search Securities And Exchange Commission latest and archived news and articles

  1. DOJ, SEC probe Bonny Island partners for violations

    Online Articles

    Fri, 3 Nov 2006

    Department of Justice and the Securities and Exchange Commission are formally investigating ..... company disclosed on Oct. 31. SEC also has issued subpoenas ..... during the last 20 years. SEC also asked Halliburton in ..... in its 10-Q report to the SEC of its financial and operating

  2. API, others sue SEC over Dodd-Frank payment disclosure rule

    Online Articles

    Thu, 11 Oct 2012

    on Oct. 10 against the US Securities and Exchange Commission its implementation of Section 1504 of the Dodd-Frank Act. SEC ’s new rule would require ..... said on Oct. 11. “The SEC ’s ‘extraction rule’ will ..... firms do business. Yet the SEC refused to craft an exception

  3. SEC sues Rocky Mountain Energy Corp.

    Online Articles

    Tue, 8 Apr 2003

    HOUSTON, Apr. 8 -- The US Securities and Exchange Commission on Apr. 3 filed a lawsuit in ..... Houston seeking to halt what the SEC called a fraudulent stock manipulation ..... Transwestern Oil & Gas Inc., the SEC 's latest lawsuit said.

  4. SEC says Tidewater failed to disclose vessel withdrawals

    Online Articles

    Tue, 2 Oct 2007

    withdrawn from service, the US Securities and Exchange Commission said on Sept. 28. The New ..... inaccurate reports with the SEC , and had inadequate financial ..... September 2001 to March 2004, SEC said. Tidewater and Lousteau ..... admitting or denying them. The SEC issued cease-and-desist

  5. SEC alleges stock fraud by two oil firms, individual

    Online Articles

    Tue, 18 Sep 2007

    Angeles man in response to US Securities and Exchange Commission allegations of stock manipulation ..... and Mark Roy Anderson. SEC also ordered a 10-day suspension ..... board. In its complaint, SEC alleged that Anderson gained ..... press releases, which the SEC said were false and misleading

  6. Oil, gas lease promoter settles SEC fraud charges

    Online Articles

    Wed, 7 Jan 2009

    settle fraud charges, the US Securities and Exchange Commission said on Jan. 5. SEC said Howard Graham, principal ..... 120,000 penalty, the SEC said. Graham and Braintree ..... civil complaint, which the SEC filed on Feb. 20, 2007

  7. SEC official hints of other disclosure problems besides Enron

    Online Articles

    Wed, 12 Dec 2001

    chief accountant for the Securities and Exchange Commission , Wednesday told the US House ..... questioned Herdman about the SEC 's financial disclosure rules ..... Herdman told the committee the SEC is revising some of the procedures ..... quickly," Herdman said. The SEC opened a formal investigation

  8. US Energy Sec . Richardson warns of 'liquidity crisis'

    Online Articles

    Tue, 19 Dec 2000

    US Energy Sec . Bill Richardson Tuesday warned California utilities could ..... get paid because of credit issues. In a filing with the US Securities and Exchange Commission , Pacific Gas & Electric Co. said if it cannot continue deferring

  9. Triton to settle SEC's Indonesia bribery charges

    Magazine Articles

    Mon, 10 Mar 1997

    The U.S. Securities and Exchange Commission said Triton Energy Ltd ..... Corrupt Practices Act. SEC took administrative proceedings ..... 1988, p. 43). The SEC order alleged Murphy ..... to cease and desist. SEC also filed a complaint

  10. SEC to begin work on fresh Dodd-Frank foreign disclosure rules

    Online Articles

    Wed, 28 May 2014

    may recommend that the US Securities and Exchange Commission propose revised requirements ..... Columbia vacated and remanded the SEC ’s previous attempt to implement ..... Online, July 2, 2013 ). The SEC subsequently said it would ..... told OGJ on May 28. “The SEC should move quickly to craft

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