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Securities And Exchange Commission

Securities And Exchange Commission news and technical articles from Oil & Gas Journal. Search Securities And Exchange Commission latest and archived news and articles

  1. SEC says Tidewater failed to disclose vessel withdrawals

    Online Articles

    Tue, 2 Oct 2007

    withdrawn from service, the US Securities and Exchange Commission said on Sept. 28. The New ..... inaccurate reports with the SEC , and had inadequate financial ..... September 2001 to March 2004, SEC said. Tidewater and Lousteau ..... admitting or denying them. The SEC issued cease-and-desist

  2. SEC alleges stock fraud by two oil firms, individual

    Online Articles

    Tue, 18 Sep 2007

    Angeles man in response to US Securities and Exchange Commission allegations of stock manipulation ..... and Mark Roy Anderson. SEC also ordered a 10-day suspension ..... board. In its complaint, SEC alleged that Anderson gained ..... press releases, which the SEC said were false and misleading

  3. Oil, gas lease promoter settles SEC fraud charges

    Online Articles

    Wed, 7 Jan 2009

    settle fraud charges, the US Securities and Exchange Commission said on Jan. 5. SEC said Howard Graham, principal ..... 120,000 penalty, the SEC said. Graham and Braintree ..... civil complaint, which the SEC filed on Feb. 20, 2007

  4. SEC , industry discussion illuminates reserves reporting issues

    Magazine Articles

    Mon, 23 Jun 2003

    that attempted to clarify US Securities and Exchange Commission ( SEC ) reserves definitions focused ..... surveillance and enforcement by the SEC drew a record audience to the ..... presented their interpretations of SEC reserves definitions to the

  5. DOJ, SEC probe Bonny Island partners for violations

    Online Articles

    Fri, 3 Nov 2006

    Department of Justice and the Securities and Exchange Commission are formally investigating ..... company disclosed on Oct. 31. SEC also has issued subpoenas ..... during the last 20 years. SEC also asked Halliburton in ..... in its 10-Q report to the SEC of its financial and operating

  6. SEC official hints of other disclosure problems besides Enron

    Online Articles

    Wed, 12 Dec 2001

    chief accountant for the Securities and Exchange Commission , Wednesday told the US House ..... questioned Herdman about the SEC 's financial disclosure rules ..... Herdman told the committee the SEC is revising some of the procedures ..... quickly," Herdman said. The SEC opened a formal investigation

  7. SEC sues Rocky Mountain Energy Corp.

    Online Articles

    Tue, 8 Apr 2003

    HOUSTON, Apr. 8 -- The US Securities and Exchange Commission on Apr. 3 filed a lawsuit in ..... Houston seeking to halt what the SEC called a fraudulent stock manipulation ..... Transwestern Oil & Gas Inc., the SEC 's latest lawsuit said.

  8. US Energy Sec . Richardson warns of 'liquidity crisis'

    Online Articles

    Tue, 19 Dec 2000

    US Energy Sec . Bill Richardson Tuesday warned California utilities could ..... get paid because of credit issues. In a filing with the US Securities and Exchange Commission , Pacific Gas & Electric Co. said if it cannot continue deferring

  9. Triton to settle SEC's Indonesia bribery charges

    Magazine Articles

    Mon, 10 Mar 1997

    The U.S. Securities and Exchange Commission said Triton Energy Ltd ..... Corrupt Practices Act. SEC took administrative proceedings ..... 1988, p. 43). The SEC order alleged Murphy ..... to cease and desist. SEC also filed a complaint

  10. SEC said to extend Dodd-Frank proposals deadline to October 2015

    Online Articles

    Tue, 25 Nov 2014

    The US Securities and Exchange Commission reportedly has extended ..... reporting reform law. An SEC spokesman told OGJ that ..... new unified agenda the SEC submitted to the White House ..... most federal agencies. SEC originally implemented

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